Introduction

In Hong Kong, the number of law enforcement and regulatory bodies continues to grow, and investigations are becoming increasingly common. How these matters are handled is critical and should never be taken lightly. Many companies and individuals find themselves caught up in such investigations, often unexpectedly.

The outcomes of these investigations can have profound implications, and can relate to any number of cases, from fraud to bribery, from negligence to compliance, from money laundering to regulatory concerns.

As one of Hong Kong’s leading independent law firms, we are well versed in advising individuals and companies in relation to investigations and prosecutions, locally and internationally. Our team handles a variety of matters including alleged corruption, data breaches, internal and employment-related matters, money laundering to regulatory breaches.

We regularly deal with investigations involving the Securities Futures Commission (SFC), the Independent Commission Against Corruption (ICAC), the Hong Kong Monetary Authority (HKMA), the Law Society and other professional regulatory bodies.

We work closely with clients’ risk and compliance teams and are involved at every stage from initial concerns to data protection and strategic defence planning. We also assist with crisis management, media handling and reputational risk. Our deep understanding of how investigations unfold ensures that our clients remain one step ahead. We have built a strong track record of working with regulators throughout the course of investigations and in any subsequent disciplinary or third-party proceedings.